Senior Compliance Manager

Deadline: 1 week

Job Type: Permanent

BIAS Investors (Cayman) Limited needs a Senior Compliance Manager who will also be on the Management Committee for both Cayman and Bermuda companies. This person will be reporting to the Directors of both Cayman and Bermuda companies and assisting them in running the business in Cayman and Bermuda (remotely) as part of his/her duty to maintain Regulatory Compliance in both jurisdictions. Responsibilities and Duties include: - 1. Manage with the support of two to three compliance coordinators located in both Cayman and Bermuda in the execution of the following a. Gathering and review of KYC documents on each client, including doing google searches, World Checks and financial sanction checks on all. b. Run client through AML/ATF risk categorization assessments. c. Conduct AML/ATF reviews on a regular basis using various time and dollar-based triggers. d. Review all internal suspicious activity reports with the Management Committee and take suitable action as agreed. e. Establish, maintain, and review procedures, guidelines, programs, and records for ensuring compliance with the Bermuda Proceeds of Crime Act 1997, Proceeds of Crime (Anti-Money Laundering & Anti-Terrorist Financing) Regulations 2008, Proceeds of Crime (Money Laundering) Regulations 2008 and the equivalent laws & regulations for Cayman. 2. Maintaining good, cooperative relations with all regulatory agencies and acting as senior liaison with respective regulatory bodies, making reports to the authorities when appropriate. 3. Keep up to date with regulatory changes in Cayman and Bermuda and all relevant OECD regulations and applicable laws, including FATCA and CRS-advising company executives accordingly. 4. Maintain and update the 'Procedures Manual' to reinforce the objectives above. a. Monitor portfolio managers' compliance with investment mandates. b. Ensure that employees receive the necessary Compliance training. c. Prepare annual regulatory reports for Cayman and Bermuda for the board. 5. Yearly filing of SEC ADV. 6. Scheduling board meetings, preparing minutes, and distributing board papers a week in advance. Qualifications for the role: - A recognized investment qualification and at least five years of experience in the investment industry or 10 years of experience in the Investment Industry without an Investment qualification. Experience with corporate administrative activities, inclusive of Board meeting preparation. At least five years of compliance experience gained at a management level satisfying OECD financial regulatory requirement. Thorough knowledge of Cayman and Bermuda regulatory requirements. Must be able to submit ADV forms to the US. SEC and be familiar with US Regulators on marketing rules. Ability to read, absorb, and clarify regulatory legislation prescribing procedures for compliance. Demonstrate the ability to motivate and manage staff to complete regulatory tasks within tight time frames. Strong analytical, organizational, time management and forward planning skills, good business sense, attention to detail, and the tendency to take action without prompting. Must be able to work overtime to meet deadlines, design procedures to comply with appropriate legislation, and do so without prompting. Ability to direct Corporate Secretarial agents in Cayman and Bermuda.

Salary

Not specified

Benefits

Not specified

How to Apply

Please submit a detailed resume to: Human Resources, Bermuda Investment Advisory Services Limited. 4th Floor Wessex House, 45 Reid Street, Hamilton HM11, Bermuda or email: hrrecruiting@biasinvestors.com

Contact InfoBIAS Investors

Human Resources

Human Resources, Bermuda Investment Advisory Services Limited. 4th Floor Wessex House, 45 Reid Street, Hamilton HM11, Bermuda

hrrecruiting@biasinvestors.com

Application Deadline

Aug 18, 2025

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